Book Reviews

Isn’t so much a writing guide for journalists as it is a concise overview of the securities regulation system.

Lawyers (and journalists) who aren’t familiar with federal securities regulation and the parts and subparts that make it tick will surely benefit from this quick-to-read, 35-page primer. While outlining the “big picture” of securities regulation, Hamilton pinpoints the specific laws, departments, and forms that lawyers can reference as a starting point for any basic inquiry into this area.

The publication begins with an overview of major securities regulation legislation, from its origins in the Securities Act of 1933 through the recently passed Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Hamilton briefly explains the purpose and organization of the Securities and Exchange Commission (SEC) and the various divisions that operate under its purview.

The publication goes on to discuss the different “securities” that are regulated, as well as the disclosure, registration, and reporting requirements that companies must follow. What is particularly useful here is that Hamilton identifies specific forms that correspond to each requirement discussed.

An overview of the protections afforded individual investors and the transactions that trigger SEC investigation and enforcement action follows a primer on the SEC’s rulemaking process. Finally, Hamilton explains how investment companies, advisors, and dealers are regulated. Contact information for divisions within the SEC and other self-regulating organizations like the New York Stock Exchange is provided.

A useful source to guide journalists who write about securities regulation, Hamilton’s publication can also serve as a refresher or “cliff note” on basic securities regulation law for attorneys.

Since its founding in 1916, the Legal Aid Society (LAS) of Milwaukee has represented soldiers, children, blue-collar workers, women, and immigrants, all in the name of preventing injustices. By gathering historic narratives and documents, Thomas G. Cannon has effectively preserved the history of the LAS and shown that serving these populations is as relevant today as it was in 1916. Do not be surprised if what you read about the LAS inspires you to apply an innovative eye in obtaining results for your clients.

Stock Dog Trials In Michigan - News


Book Reviews

After a thorough examination of slavery and the steps taken to eliminate it, the book considers the legality of the military trials provided to Lincoln's assassins and the failure to bring the head of the Confederacy to trial. There the book ends,



ProAssurance: Passing the High Hurdle

The MMPL industry is a dog-eat-dog world. There are so many competitors, ranging from big-time insurers and other MMPL coverage providers to cooperatives and unions. The top five in the field do not even control more than 30% of the premiums written




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Stock Dog Trials In Michigan - Bookshelf

Dog on It, A Chet and Bernie Mystery

Dog on It, A Chet and Bernie Mystery

Canine detective Chet accompanies his human police officer partner, Bernie, on a first assignment involving the disappearance of a teenage girl who ran with a ...

In Cold Blood

In Cold Blood

With the publication of this book, Capote permanently ripped through the barrier separating crime reportage from serious literature.

In defense of food, an eater's manifesto

In defense of food, an eater's manifesto

The best-selling author of The Omnivore's Dilemma cites the reasons why people have become so confused about their dietary choices, counseling readers on the ...

Democracy in America

Democracy in America

The more I advanced in the study of American society, the more I perceived that the equality of conditions is the fundamental fact from which all others ...

Democracy in America

Democracy in America

This landmark work initiated a dialogue about the nature of democracy and the United States and its people that continues to this day.